以2003～2018年国内关于新型研发机构的139篇研究文献为分析样本,使用内容分析法和文献研究法,对新型研发机构的研究现状进行评估与综述。研究发现,尽管新型研发机构的论文发表数量在近年不断增长,但仍以案例研究为主要方法,着重进行定性分析与现状总结,以“现状——问题——建议”的模式,针对问题与不足提出建议或措施,定量分析与实证研究不多,也缺乏完整的理论框架。随后,从新型研发机构作为官产学等多创新主体的“耦合”的角度出发,展望基于创新生态系统与创新价值链视角,从知识来源、获取、转化到应用一整套循环递归的内在创新过程,构建一个创新生态范式,找准新型研发机构在创新价值链中的“生态位”,促进科技成果跨越“死亡之谷”,形成完整的理论框架和实证探索路径。

This paper selects 139 Chinese literature from 2003 to 2018 as the samples,with content analysis and literature research, in order to review and prospect of New R D Institutions.It is found that, although the number of papers published in new R D institutions has been increasing in recent years, it is still taking case studies as the main method, focusing on qualitative analysis and summary of the status, taking the "Situation - Question - Suggestion" model and putting forward suggestions or measures for problems and deficiencies, and being a lack of quantitative analysis and empirical research, and also a lack of a complete theoretical framework. Then, starting with the coupling perspective of the new R D institutions as the multiparty cooperation innovation with official-industry-education-research, and basing on the innovation ecosystem and the innovation value chain perspective, this paper looks into the internal innovation process from the knowledge source, obtaining, transforming to the application of a complete set of circular recursion, constructing a new ecological paradigm and identifying the niche of new R D institutions in the innovation value chain in order to help the scientific and technological achievements across the valley of death, and form a complete theoretical framework and empirical exploration path.

G311；G301

国家自然科学基金面上项目“新型研发机构的形成机理、治理机制和政策研究：创新价值链视角”（71673062）；广东省公益研究与能力建设专项重点项目“广东新型研发机构界定评价与提升发展研究”（2016B070704009）；广东省哲学社会科学十二五规划项目“高校新型研发机构的组织模式与运行机制研究——以广东省高校为样本”（GD15CGL02)；广州市科技计划项目“广州市新型研发机构发展状况、存在问题及发展规划研究”（201709020005）；广州市高校创新创业教育项目“新型研发机构建设视野下的工科大学生创新创业能力培养体系研究”（201709K27）