基础研究经费分配结构对区域基础研究效率的影响——基于不同执行部门视角

The impact of basic research funding allocation structure on the efficiency of regional basic research --Based on the perspective of different executive departments

摘要:

以2011-2020年中国30个省市区的数据为研究样本，基于随机前沿分析模型（SFA），在测度各地区发表的Sci科技论文数量、Ei科技论文数量、Cpcis科技论文数量和出版科技著作数量四种基础研究产出效率的基础上，探讨了不同执行部门的基础研究经费分配对区域基础研究效率的影响。研究结论主要有以下几点：第一，分配给企事业单位及其他机构的基础研究经费越高，区域Sci科技论文数量、Ei科技论文数量和科技著作数量的产出效率越高；分配给高校的基础研究经费越高，区域Cpcis科技论文数量产出效率越高。第二，地区经济发展水平和地方政府财政压力对区域基础研究效率具有显著的负向影响；金融发展程度、高等教育水平和对外开放水平对区域基础研究效率具有显著的正向影响。

Abstract:

Using data from 30 provinces and municipalities in China from 2011 to 2020 as a research sample, this paper explores the impact of the allocation of basic research funding by different executive departments on regional basic research efficiency based on a stochastic frontier analysis model that measures the efficiency of four types of basic research outputs: the number of Sci scientific papers published, the number of Ei scientific papers, the number of Cpcis scientific papers and the number of scientific publications in each region. The main findings of the study are as follows: firstly, the higher the basic research funding allocated to enterprises, institutions and other agencies, the more efficient the output of the number of regional Sci science and technology papers, the number of Ei science and technology papers and the number of science and technology publications; the higher the basic research funding allocated to universities, the more efficient the output of the number of regional Cpcis science and technology papers. Secondly, the level of regional economic development and the financial pressure of local governments have a significant negative influence on the efficiency of regional basic research; the degree of financial development, the level of higher education and the level of openness to the outside world have a significant positive influence on the efficiency of regional basic research.