基于海外专利布局的中国技术创新态势分析

A Study on China’s Innovation Situation Based on Overseas Patent Strategy

摘要:

中国自2011就超过美国和日本,成为全球申请专利最多的国家,但在汤森路透发布的2015年全球百强创新机构榜单中,中国企业再次缺席。可见要提高中国在创新领域的冲击力和影响力,就必须进一步放眼全球,重视国际专利申请的数量和质量。本文搜集美国专利商标局(USPTO)授权的中国专利数据,运用专利计量方法和VantagePoint等分析工具对中国专利在美申请趋势、技术领域分布、专利权人和基本专利国家等方面进行分析中国技术领域的发展现状及其影响力,同时也给中国跨国公司实施海外扩张战略提供参考。研究发现2010年后的基本专利国为美国的专利数量猛增,而从其主要专利权人及其性质来看,主要原因可能是这些相关专利技术是美国对中国的技术溢出。

Abstract:

In 2011, China ranked first in worldwide patent application, exceeding the U.S and Japan. However, Chinese company didn’t get a position in 2015 Top 100 Global Innovators, which was issued by Thomson Reuters. If China wants to enhance the influences in global innovation field, focusing eyes on overseas patent application and quality is essential, for broadening the horizon to learn the leading innovators all over the world. This article collect USPTO issued patents with Chinese inventor, applying the method of patent bibliometric and some data analysis tools (eg.Vantagepoint). Analyzing the trends of China’s overseas patent application, technology layout of patents, major patent assignees, major basic patent country to demonstrate China’s state-of-the-art and power in some related field, and at the meantime, to provide reference in overseas expansion for those multinationals. The result shows that the number of patents rose sharply after 2010. From the main business and manufacturing model of the major patent assignees, we can conclude that these technologies mostly derived from the America’s technology spillover.