英国科研经费统筹监管的经验与启示：以AASG为例

Analysis and Inspiration of research funding overall supervision mechanism of UK：Based on AASG case study

摘要:

文章以英国财政科研项目经费的统筹监管模式为研究对象,梳理了英国科研经费监督的宏观体系框架,包括英国议会、政府部门、内阁办公室和拨款机构不同层次的监督职能,重点分析了英国研究理事会总会审计与保障服务小组的科研经费监督审计机制,包括角色定位、工作内容与创新管理等。在此基础上,围绕贯彻落实我国进一步完善中央财政科研项目资金管理的政策规定与要求,提出统筹政府内部科技监管、丰富政府内部监督相关职能、建立政府科技监管服务监督制衡机制等系列意见。

关键词:英国;财政科研经费 监督;审计与保障小组

Abstract:

This paper investigated research funding supervision mechanism of UK, combing the macro regulation system of research funding in UK, specifically introduced the supervision mechanism of Research Council UK Audit and Assurance Service Group (AASG), including their staff composition, working content, operation mode, the supervision and management, etc. Based on the process of deepening the reform of science and technology management system in China and the initiative to speed up the research funding regulatory reform, this paper proposed series of opinions on setting up professional research funding auditing agencies, setting up balancing mechanism during funding supervision process and standardizing the supervision rules.

Key words:UK; Public research project; Grant supervision; AASG