基于FMEA-FTA方法的重大课题组知识产权风险研究与实践

Research and Empirical Study on Intellectual Property Risks of Key Research Group Based on FMEA-FTA Method

摘要:

[目的/意义]本文运用FMEA-FTA方法,探讨了重大课题组知识产权风险的分析与评价,以及关键风险点的识别与防控,有助于科研一线单元防范知识产权风险、提高知识产权管理能力,也为科技领域知识产权风险研究提供了数据和方法参考。[方法/过程]本文将安全系统学方法FMEA和FTA联用开展重大课题组知识产权风险研究,分析风险的潜在后果、发生可能性及形成原因,识别与评价关键风险点,并围绕关键风险点剖析底层事件,提出防控预警措施,形成有利于前置化风险识别、评价、预警和解决的泛在化科研单元知识产权风险管理模式,并以此模式开展了实证研究。[结果/结论]实证结果显示,该模式能有效对重大课题组知识产权活动的12类潜在风险进行分析与评价,识别出关键风险点,并围绕关键点剖析出基本事件重要度顺序,从而制定有针对性的风险防控策略。

Abstract:

[Purpose/significance] This paper used the FMEA-FTA method to discuss the analysis and evaluation of the intellectual property risks of major research groups, what’s more it studied the identification, prevention and control of the key risk. It helped the scientific research unit to prevent intellectual property risks, and improve their intellectual property management capability. It also provided data and method references for intellectual property risk research in the scientific and technological field. [Method/process] In this paper, the security system methodology FMEA and FTA were combined to carry out major research groups’ intellectual property risks study. It analyzed the potential consequences, possibility and causes of the risks, identified and evaluated key risk, and proposed Prevention, control and early warning measures according to the key risk. Therefore, it formed a ubiquitous scientific research unit intellectual property risk management model that was conducive to pre-risk identification, evaluation, early warning and resolution, and conducted empirical research with this model. [Result/conclusion] The empirical result showed that this model effectively analyzed and evaluated 12 types of potential risks in the intellectual property activities of major research groups, identified key risk, and analyzed the order of the importance of basic events for the key risk, and finally formulated prevention-control strategy for targeted risks.