我国专利资产证券化典型模式比较研究

Research on typical modes of Intellectual Property Securitization Based on multi case comparison

摘要:

在总结知识产权资产证券化典型模式的基础上，从融资租赁、小额贷款债权、专利许可三种证券化模式出发，选取了能分别代表上述三种模式的“文科一期ABS”“高新投知识产权一号ABS”和“凯得租赁ABS”三个以专利为标的资产的知识产权证券化项目作为案例进行了分析研究，对这三个项目的运行情况、参与主体和基础资产等内容进行了详细介绍和分析，并从项目的运作模式、运作流程和关键要素等方面进行对比分析，论证了科技型企业利用专利资产证券化模式融资切实可行且必要，对于企业实施专利资产证券化融资时正确选择融资模式、运作流程和关键要素具有借鉴意义。

Abstract:

On the basis of summarizing the typical model of intellectual property asset securitization. Starting from three securitization models named financial leasing, small loan claims and patent licensing , three intellectual property securitization projects representing the above three models, namely " Wenke phase I ABS ", "High-tech Intellectual Property Investment No. 1 ABS" and "Kaide Leasing ABS", were selected as cases for analysis and research. This paper introduces and analyzes the operation situation, participants and basic assets of these three projects in detail, it also makes a comparative analysis of the operation mode, operation process and key elements of patent asset securitization, and proves that it is feasible and necessary for science and technology enterprises to use the mode of patent asset securitization for financing, which has reference significance for enterprises to correctly choose the financing mode, operation process and key elements when they implement the financing of patent asset securitization.