“三权下放”改革试点政策是否促进了科研院所专利技术转移 ——基于合成控制法的分析

Has the Reform of

摘要:

科技成果的使用权、处置权和收益权下放改革是推动科研院所科技成果转化的关键措施。本文利用合成控制法，基于2009～2018年中科院面板数据，研究“三权下放”改革试点政策对科研院所专利技术转移的影响。研究发现：（1）“三权下放”改革试点政策提高了科研院所专利技术转移绩效；（2）在试点政策期间，“三权下放”改革使试点院所比其合成控制院所的专利出售数增加近20项、增幅达67%，专利出售收入增加近8千万元，增幅达93%。研究结论可以为进一步深化“三权下放”改革提供参考借鉴。

Abstract:

It is an essential reform to decentralize the right to use, dispose of and benefit from scientific and technological achievements in research institutes, which aims to promote the performance of patent technology transfer. Based on the synthetic control method, this paper uses the panel data of 56 research institutes from 2009 to 2018 to study the impact of reforms. The study find that: (1) the reform has a significant positive impact on the number and income of research institutes patent transfer; (2) during the pilot period, the reform has increased the number of patent sales of the pilot institutes more than that of the synthetic control institutes 20 items with an increase rate of 67%, and patent sales revenue increased by nearly 80 million yuan with an increase rate of 93%. The con-clusions can provide reference for further reform of " decentralization of three-rights ".