协同治理视域下促进职务科技成果转化的关键路径
CSTR:
作者单位:

1.广东工业大学;2.中国科学院广州能源研究所

基金项目:

广东工业大学高等教育研究基金资助项目““双一流”建设背景下地方工科高校职务科技成果转化绩效评价体系构建”(GXLX20210104);“粤港澳大湾区高校科技成果转化促进机制研究”(2020A1010020033)


Critical Path Exploring to Promote the Commercialization of Job-related Scientific and Research Findings from the Perspective of Collaborative Governance
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    摘要:

    探索破解我国职务科技成果转化工作中成果的处置权、使用权、收益权“三权”合理分配关键难点的路径,以促进职务科技成果转化系统结构优化、提高转化率。首先在政府、成果所有权单位、成果及其完成人3个主体协同的角度下梳理各主体间存在的主要问题,然后根据协同治理理论,从存在问题源头出发设计3个主体关系模型,针对不同主体提出促进职务科技成果转化工作发展的关键路径。结果显示:成果及其完成人主要存在自身能力不足、成果价值不高、享有权利弱和转化积极性低的问题,成果所有权单位存在缺乏经验和相关机制、权力大但约束性弱、作价投资效果不佳等问题,而政府的主要问题则表现为缺乏开展政策解读培训、激励机制不完善以及管理和监管不足;3个主体围绕市场组成等边的三角形关系中,政府位于顶点、起主导作用,市场位于重心、对每个主体都具有同等的重要性,三者相互平等也相互制约。据此,针对不同主体提出政府需要向其他主体让渡部分权力,维持政府与其他主体平等的局面;成果所有权单位需要完善上下级沟通机制,并让渡成果的部分所有权给科研人员;成果及其完成人则应增强自身科研和技术转化硬实力,研究符合市场需求、具有创新性的成果。

    Abstract:

    Explore the path of cracking the critical difficulties in the reasonable distribution of the "three rights" of control, use and revenue in the commercialization of job-related scientific and research findings in China, to promote the system structure optimization of the commercialization of job-related scientific and research findings and the commercialization rate. Firstly, the main problems among the three subjects are sorted out from the perspective of coordination among the three subjects of government, the finding ownership units, the finding and the person who completed the scientific research. Then, according to the collaborative governance theory, three main body relationship models are designed from the source of existing problems and put forward the critical path to promote the development of commercialization of job-related scientific and research findings in the work of different subjects. The results show that the main problems of the finding and the person who completed the scientific research are lack of capacity, low value of the findings, weak rights and low enthusiasm for commercialization. The finding ownership units have problems such as lack of experience and relevant mechanisms, strong power but weak constraint, and poor effect of price investment. while the main problems of the government are lack of training in policy interpretation, imperfect incentive mechanisms, and insufficient management and supervision. Three subjects around the market to form an equilateral triangle relationship, the government is located at the apex, playing a dominant role, the market lies at the center of the triangle, and is of equal importance to each subject, while the three subjects are equal and mutually restricted to each other. According to this, it is proposed for different subjects that the government needs to transfer part of its power to other subjects to maintain equality between the government and other subjects; the ownership units of the achievement need to improve the communication mechanism between superiors and subordinates and transfer part of the ownership of the achievements to the researchers; and the achievement and its completers should enhance their own hard strength of scientific research and technology transformation, and research innovative achievements that meet market demand.

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林超辉,蔡炽柳,柯金龙,吴合槟,陈辉.协同治理视域下促进职务科技成果转化的关键路径[J].,2023,(18).

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历史
  • 收稿日期:2023-08-03
  • 最后修改日期:2023-10-28
  • 录用日期:2023-10-12
  • 在线发布日期: 2024-02-27
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