政府属研究机构科技资源配置效率的测度与提升路径 ——基于三阶段数据包络分析(DEA)模型的研究
作者:
作者单位:

1.长安大学人文学院;2.西北农林科技大学经济管理学院

中图分类号:

F124.3

基金项目:

陕西省科技发展计划项目“陕西政府属研究机构科技资源配置效率测度、影响因素及提升路径研究”(2023-CX-RKX-191)。


Research on Allocation Efficiency Measurement and Improvement Path of Scientific and Technological Resources about Government Research Institutions ——A Study Based on Three-stage Data Envelopment Analysis (DEA) Model
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    摘要:

    探讨影响政府属研究机构资源配置效率的影响因素及路径选择,可为有效提升政府属研究机构资源配置效率提供参考。运用三阶段数据包络分析模型测算中国31个省份的政府属研究机构的科技资源配置效率,同时结合模糊集定性比较分析方法对配置效率的影响因素进行组态分析,探讨构成解释高水平和非高水平政府属科技资源配置效率的必要条件。研究发现:剔除环境因素后,西部地区的政府属研究机构的科技资源配置效率下降明显,表明环境因素对西部地区产生的影响远远大于东部地区;科技资源配置效率是多个条件复杂作用的结果,高水平配置效率的驱动路径有3种,包括人才-环境并驱发展型、配置规模驱动型、基础研究导向型;非高水平配置效率的驱动路径中,除缺乏必要的环境条件支持外,过高的政府资金投入反而是制约配置效率提升的关键。因此,科技资源配置效率较低的地区不能过度依赖政府财政资金,而是要不断提高产学研合作水平的深度和广度;同时,各地政府应该因地制宜,建立适合当地政府属研究机构的资源配置体系。

    Abstract:

    Government research institutions are the important force of national science and technology innovation and the second largest executive body of R&D activities. Exploring the influencing factors affecting the resource allocation efficiency of government research institutions and the path choice can provide a reference for effectively improving the resource allocation efficiency of government research institutions. The three-stage data envelopment analysis (DEA) model is used to measure the allocation efficiency of science and technology resources allocation efficiency of government research institutions in 31 provinces of China. Different from the traditional DEA model, we select the foreign direct investment, proportion of tertiary industry, and level of economic development as the environmental variables that affect the allocation efficiency of science and technology resources but cannot be controlled subjectively. The configuration analysis of the influencing factors of allocation efficiency is carried out with the fuzzy-set qualitative comparative analysis (fsQCA) method for exploring the necessary conditions to explain the efficiency of high-level and non-high-level allocation efficiency of science and technology resources allocation efficiency of government research institutions. The study finds that: after the environmental factors are excluded, the allocation efficiency of scientific and technological resources of government research institutions in the western region decreases obviously, and the impact of environmental factors on the western region is much greater than that in the eastern region. No single condition constitutes a necessary condition for a high (non-high) level of allocation efficiency of scientific and technological resources of government research institutions, and the allocative efficiency of science and technology resources is the result of the complex effects of multiple condition variables. There are three driving paths for high-level allocative efficiency: talent-environment co-drive development (S1), allocation-scale drive(S2), and fundamental research-oriented(S3). Configuration paths S1 and S3 emphasize the core role of industry-university-research cooperation level, talent intensive, and scientific and technological innovation atmosphere, Path S2 emphasizes the configuration-scale level, non-basic research-oriented core conditioning. For the non-high-level allocative efficiency path, the absence of allocative scale, the absence of industry-university-research cooperation, and the absence of an atmosphere of scientific and technological innovation are all the core conditions affecting the improvement of efficiency. In both NS1 and NS2 paths, high government support plays a general role, but high government support does not bring high technology resource allocation efficiency. It’s worth noting that in addition to the lack of necessary environmental conditions, excessive government funding is the key to restricting the improvement of resource allocation efficiency. Therefore, governments in different regions should tailor their resource allocation systems to suit the needs of their local government research institutions. The government should focus on the improvement of the scale of allocation and the level of industry-university-research cooperation, and constantly strengthen the construction of a talent resource pool. Regions with low levels of allocation efficiency of scientific and technological resources should not rely excessively on government financial funds, but should continuously improve the depth and breadth of the level of industry-university-research cooperation; at the same time. The research conclusion not only expands the theory in the field of science and technology resource allocation efficiency but also provides decision support for institutions to optimize science and technology resource allocation.

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引用本文

李锐媛,王灿友,刘炜.政府属研究机构科技资源配置效率的测度与提升路径 ——基于三阶段数据包络分析(DEA)模型的研究[J].,2024,44(14).

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  • 收稿日期:2023-11-24
  • 最后修改日期:2024-07-22
  • 录用日期:2024-02-02
  • 在线发布日期: 2025-03-19
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