产学研协同创新成本分摊策略研究——基于共享投入两阶段DEA模型

Cost-sharing strategy of industry-university-research collaborative innovation——Based on the two-stage DEA model of shared input

摘要:

产学研协同是促进科技创新转化为产业创新的重要动力,合理分摊创新成本是加强产学研深度融合的重要保障。考虑产学研协同创新中决策者风险偏好差异化情景,本文基于前景理论构建技术研发与成果转化两阶段DEA固定成本分摊模型,并进一步将满意度嵌入前景DEA固定成本分摊模型,探求产学研协同创新的最佳成本分摊策略。研究结果表明：决策者的风险偏好对固定成本分摊方案具有一定的影响,但是这种影响是有限的；与分散决策环境相比,集中决策环境下的固定成本分摊方案更均衡且满意度更高。建议在产学研协同创新过程中,学研方和企业方集中决策、共同协商风险应对方案,切实建立风险共担、利益共享的协同创新机制。

Abstract:

Industry-university-research collaboration is an important driving force to promote the transformation of scientific and technological innovation into industrial innovation. And reasonable sharing of innovation costs is an important guarantee to strengthen the deep integration of industry-university-research collaboration. In order to explore the optimal cost allocation strategy of industry-university-research collaborative innovation, this paper considers the different risk preferences of decision-makers and constructs a two-stage DEA fixed cost allocation model based on the prospect theory. Then the satisfaction is embedded into the prospect DEA fixed cost allocation model. The results show that the risk appetite of decision-maker impacts the fixed cost allocation scheme, but this impact is limited. Compared with the decentralized decision-making environment, the fixed cost allocation scheme in the centralized decision-making environment receives higher balance level and satisfaction. In the process of industry-university-research collaborative innovation all partners should take the measures of centralized decision-making to establish an effective mechanism to split the risks and profits.