金融机构介入对政产学研突破性创新研发阶段的合作机制研究

Study on the Cooperation Mechanism of Financial Institutions" Intervention in the R&D Stage of Radical Innovations of Government, Enterprises, Universities and Research Institutes

摘要:

针对企业突破性创新前期研发投入不足、资金约束等问题,运用演化博弈方法分析资本支持机制和金融机构奖惩机制对政产学研突破性创新合作研发行为的影响,并采用Matlab软件进行数值仿真,探求在合作研发过程中决定博弈主体策略选择的影响因素。研究表明:企业和学研方受彼此合作意愿的影响大于政府引导的作用；企业对于资本支持机制更为敏感,资金支持过高会降低政府监管的必要性,金融机构的激励机制较于惩罚机制对政产学研合作研发的影响更大；金融机构不参与时,尽管政府奖惩机制的影响效果在时间维度具有滞后性,但激励政策和适当的惩罚力度仍能够有效推动产学研积极参与合作研发,政府奖惩机制对学研方的影响更大；企业对成本和收益分配比例的感知更加敏感。

Abstract:

Aiming at the problems of insufficient R&D investment and financial constraints in the early stage of radical innovation, this paper analyzes the impact of capital support mechanism and financial institutions" incentive and punishment mechanism on the cooperative R&D behavior of government, enterprises, universities, and research on radical innovation by using the evolutionary game method, and uses the Matlab software to carry out numerical simulation, to explore the influencing factors of deciding the strategy selection of the main body of the game in the cooperative R&D process. The study shows that:Enterprises and universities and research parties are more influenced by each other"s willingness to cooperate than the role of government guidance;Enterprises are more sensitive to the capital support mechanism, and excessive financial support reduces the necessity of government supervision, and the incentive mechanism of financial institutions has a greater impact on government-industry-academia-research cooperative R&D than the punishment mechanism;When financial institutions are not involved, although the influence effect of the government reward and punishment mechanism has a lag in the time dimension, the incentive policy and appropriate punishment can still effectively promote the active participation of industry-academia-research in cooperative R&D, and the government reward and punishment mechanism has a greater impact on the academia-research side;Enterprises are more sensitive to the perception of cost and benefit distribution ratio.