重大科技成果研发过程回溯的机制与路径——基于扎根理论的案例实证研究

The Mechanism and Path of Backtracking the R D Process of Major Scientific and Technological Achievements——Case Empirical Study Based on Rooted Theory

摘要:

对于重大科技成果研发过程,为了避免传统评价方法带来的重数量轻质量、重形式轻内容、重短期轻长远等问题,冲破原有路径依赖,本研究采用探索式案例研究方法,基于扎根理论,通过基础研究、应用研究、技术开发和产业化成果三类重大科技成果研发过程分类选取典型案例,通过开放式编码、主轴编码和选择性编码,探索构建重大科技成果研发过程回溯路径的理论模型,合理评价重大科技成果研发过程性贡献。本研究揭示了研发过程回溯与阶段性评估是重大科技成果转化的必然要求,明晰了重大科技成果转化回溯路径的方向与机制特征,推动制度设计和政策创新,激发科技创新活力。

关键词:重大科技成果; 研发过程; 回溯路径; 扎根理论; 案例研究

Abstract:

For the evaluation of major scientific and technological achievements, in order to avoid the problems caused by traditional evaluation methods such as valuing quantity over quality, valuing form over content, and valuing short-term over long-term, and to break through the original path dependence, this study adopts an exploratory case analysis method. Based on grounded theory, typical cases are selected through three categories of major scientific and technological achievements research and development processes: basic research, applied research, technology development and industrialization achievements. Open coding, spindle encoding and selective encoding are used to select typical cases, exploring the construction of a theoretical model for the traceability path of the R D process of major scientific and technological achievements, and reasonably evaluating the contribution of the R D process of major scientific and technological achievements. This study reveals that the retrospective and phased evaluation of the R D process is an inevitable requirement for the transformation of major scientific and technological achievements. It clarifies the direction and mechanism characteristics of the retrospective path for the transformation of major scientific and technological achievements, promotes institutional design and policy innovation, and stimulates the vitality of scientific and technological innovation.

Key words:Major Scientific and Technological Achievements; Research and Development Process; Ttraceability Path; Prounded Theory; Case Study